The particulars given in this Disclosure Document have been prepared by SEBI (Research Analyst) Regulations, 2014.
The purpose of the Document is to provide essential information about the Research and recommendation Services in a manner to assist and enable the prospective client/client to make an informed decision for engaging in Research and recommendation services before investing.
For this Disclosure Document, the Research Analyst is Visual Research (hereinafter referred to as “Research Analyst”)
· Descriptions of “Research Analyst”
· History, Present business, and Background
Visual Research is registered with SEBI as “Research Analyst” with Registration No. INH000012786. The firm got its registration on SEP 30, 2023, and is engaged in research analyst Services.
The focus of the Research Analyst is to provide research services to the clients. Analyst aligns its interests with those of the client and seeks to provide the best-suited services.
Terms and conditions of Research analyst are detailed in the terms and conditions document. Please refer to the same for details.
Disciplinary History
1. No penalties/directions have been issued by SEBI under the SEBI Act or Regulations made there against the Research Analyst relating to Research Analyst services.
2. There are no pending material litigations or legal proceedings, findings of inspections, or investigations for which action has been taken or initiated by any regulatory authority against the Research Analyst or its employees.
3. Details of its associates
No Associates
“Disclosures concerning Research analysis Services”
· Research Analysts may have a financial interest or actual/beneficial ownership in the securities recommended in their portfolio. Details of the same may be referred to through the disclosures made at the time of advice.
· There are no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Analyst services. Such conflicts of interest shall be disclosed to the client as and when they arise.
· Research Analyst or its employee or its associates have not received any compensation from the subject company in the past 12 months.
· Research Analyst or its employee or its associates have not managed or co-managed the public offering of Subject Company in the past 12 months.
· Research Analyst or its employee or its associates have not received any compensation for investment banking merchant banking or brokerage services from the subject company in the past 12 months.
· Research Analyst or its employee or its associates have not received any compensation for products or services other than above from the subject company in the past 12 months.
· Research Analyst or its employee or its associates have not received any compensation or other benefits from the Subject Company or 3rd party in connection with the research report/ recommendation.
· The subject company was not a client of the Research Analyst or its employee or its associates during the twelve months preceding the date of distribution of the research report and recommendation services provided.
· Research Analysts or its employees or associates have not served as an officer, directors, or employees of the subject company.
· Research Analysts have not been engaged in the market-making activity of the subject company
NOTE:- Investments in stock or commodity markets are subjected to market risk, before taking services with Visual Research, the client should read the disclaimer, terms, and conditions, and refund policy of the company. Past Performance/analysis is not a Guarantee of Future Performance. Visual Research does not claim/give any assured returns, profit sharing, commitment, and guaranteed plan. Please beware of fraudulent calls.